Development of a Coherent X-ray Diffraction Instrument

I. K. Robinson

Materials Research Laboratory, University of Illinois at Urbana-Champaign

This describes the dedicated Coherent X-ray Diffraction (CXD) facility under construction at the Advanced Photon Source (APS), Argonne National Laboratory. The instrumentation will take advantage of the unique source characteristics of the APS for the purpose of probing the microstructure of a wide variety of materials ranging from metal and semiconductor surfaces, internal interfaces, nanostructured materials, ferroelectric domains, polymers, biological samples and especially materials containing defect structures. The novelty of using the coherent properties of the beam lies in the measurement's sensitivity to the specific arrangement of the microstructure, and therefore, to any subsequent changes, whether spontaneous or induced. The general advantage of an X-ray based technique is that materials can be probed from the inside (penetration property) and the signal obtained is a linear function of the local density (kinematic approximation). X-ray diffraction naturally provides information with atomic resolution, being sensitive to the positions of individual atoms. However, the most important feature of CXD is that internal fluctuations can be observed in the time domain, using photon correlation spectroscopy (PCS).

Once constructed, the facility will first be used to develop the basic science of CXD. It is envisaged that in the region of 5-10 Ph.D. thesis projects and about 2-4 postdoctoral projects would be centered on the CXD facility. The overriding thrust, however, will be the subsequent application of the new science to problems in Materials Science, Condensed Matter Physics and Materials Chemistry. We will extend these studies to problems in the biological domain as our understanding of CXD increases. In the initial stages, interactions between those scientists expert in CXD and those focused on the materials problems will be used to broaden the science base of this facility. Examples of these interactions are described here.

We anticipate the CXD instrument to occupy 50% of the resources of sector 34 at APS, shared with a Microfocus (mF) facility which will be developed by a separate team of scientists from ORNL with separate funding. The CXD/mF plan for sector 34-ID is already approved by the APS Proposal Evaluation Board. Once operational, the instrument will be managed as part of UNICAT, a consortium of scientists from the University of Illinois at Urbana-Champaign (UIUC), Oak Ridge National Laboratory (ORNL), National Institute of Science and Technology (NIST) and UOP Corporation. Currently, UNICAT is in the midst of constructing a 4-hutch complex of materials science beamlines at Sector 33 of APS with very different capabilities, and it already has in place a staff of experts in this area.

5a RESEARCH ACTIVITIES

In the first section of the project description, we outline the principles of Coherent X-ray Diffraction and then give specific examples of research projects that can be carried out with the planned instrument. Several of these projects serve to introduce new areas of materials research to the capabilities of synchrotron-based X-ray diffraction and so will bring expert scientists from the University of Illinois Materials Research Laboratory (MRL) to become new users of the APS. Rather than describe past accomplishments separately, they have been used as background material for the proposed research.

5a-1 Coherent X-ray Diffraction

The scientific potential of Coherent X-ray Diffraction (CXD) is immense. Because it functions by collecting the diffraction pattern from the entire field of view at the sample, typically 2-20µm square, it can be used to reconstruct an image, somewhat in the same way that a hologram does. The ensemble averaging that takes place in a normal X-ray diffraction experiment is absent, so CXD is sensitive to the specific configuration within the illuminated sample volume. Moreover, since any change of that configuration shows up everywhere in the diffraction pattern, the technique is exquisitely sensitive to fluctuations. By autocorrelating the time-dependence of CXD, the dynamical properties of the system are explored as a function of momentum transfer, q, covering a range that extends far beyond that of light scattering. Spontaneous thermal fluctuations on surfaces, in the near surface region, and inside polymers or biological molecules will be accessible. The mechanisms of relaxation involved with growth, dissolution or damage processes will be mapped out in real time. The time resolution is potentially as short as a microsecond, limited by the positron orbit frequency of the APS. It is this new opportunity of probing fluctuations inside matter with large q which makes CXD unique.

The first demonstration of static CXD was made in 1991 on a sample of quenched Cu3Au alloy [1] and since then on a GaAs/InGaAs multilayer [2] and from a phase separated thin polymer film [3]. The first application of CXD to a dynamical system in the time domain was for the critical fluctuations associated with a second-order disordering transition in the Fe3Al binary alloy [4]. The sensitivity to fluctuations was utilized to study diffusion of particles in a colloid [5]; it has led to a series of subsequent works in the area of colloids [6,7].

CXD is a diffraction experiment carried out with a coherent beam, obtained by cutting down a large incoherent beam to a size comparable with its lateral coherence length. The transverse (or lateral) coherence length, x, is determined by the source size, 2s, by x=lD/2s, where D is the distance from the source to the defining aperture. The longitudinal coherence length, x½, is determined by the monochromator resolution as l(DE/E)-1. For the APS undulator A [8] at a distance, D=40m, producing 8keV radiation in the first harmonic with a 4% bandwidth, we would expect to have xvert=35mm, xhor=9mm and x½=0.004mm as the intrinsic source parameters. The xvert parameter may turn out to be even larger because of the reduction of svert recently obtained by APS when the horizontal-vertical coupling in the positron orbit was reduced. The x½ value can also be made much bigger by using a monochromator, for example with Si(111) x½=0.5mm.

We can immediately make a theoretical coherent flux estimate because it depends only on the source and is independent of the beamline design details. If we assume we can collect and utilize exactly one coherence volume, the flux, F0, depends only on the source brilliance, B, the wavelength, l, and the monochromator bandpass, DE/E, according to

F0 = Bl2(DE/E). (1)

At 8keV (l=1.5´10-10m) the quoted brilliance, B, of APS undulator A is [8] 2´1012 photons/sec/0.1%BW/nm2/rad2. With the Si(111) monochromator this gives a theoretical flux of 1010 photons/sec. With no monochromator, F0=2´1012 photons/sec. It is important to note that these basic numbers are three orders of magnitude greater than at any other hard x-ray synchrotron radiation source in the USA, due entirely to the improvements in brilliance.

If a diffraction experiment is now carried out with a beam that has been cut down to a size smaller than xvert´xhor, all parts of the sample would be illuminated coherently and the resulting intensity will be the square of their amplitude sum. This intensity, therefore, contains phase information about the relative positions of all the scattering `grains'. In this way, we avoid the ensemble average normally associated with X-ray diffraction from disordered systems. Instead of a broadened diffraction pattern with a width that is inversely related to the average grain size, we will see an interference pattern containing all the phase information. By analogy with light scattering, this is called a `speckle' pattern. This phase-sensitivity is the essential advantage of CXD over conventional diffraction methods.

For discussing the kind of experiment that can be carried out, we start by considering these three coherence numbers, xvert, xhor and x½ as the defining `source' parameters. They then determine the illuminated area of the sample and so the length scale of diffraction features that can be probed in the three perpendicular directions. If we consider diffraction from a crystal with relatively large scattering angle, it is x½ that will limit many experiments. For coherence to be preserved during the diffraction process, x½ must be greater than the maximum path-length difference (PLD) of rays traversing the sample. Noting that x½ is smaller than the penetration depth in many potential samples, this constraint may be hard to avoid and is the main reason to retain a monochromatic capability. For a given sample, this would instead limit the usable range of scattering angles, and hence, of momentum transfer. The limitations imposed by the transverse coherence are on the range of lateral length scales (`grain sizes') that can be probed. Features (grains, domains, islands) much smaller than 0.1mm in size will be present in rather large numbers in an illuminated region the size of the transverse coherence length and will, therefore, yield very complex speckle patterns.

Without optics, cutting down the beam size below xvert´xhor will generally simplify the diffraction pattern, but at a severe cost of intensity. The large aspect ratio of the coherent area can also be avoided by slitting down, but again at a cost of flux. A far more desirable option, developed in the instrument we are building, is to refocus the beam with demagnifying optics to make a smaller coherent beam with the same coherent flux, F0. For full control, the focussing is achieved by separate horizontal and vertical mirrors in the Kirkpatrick-Baez geometry. The practical lower limit to the coherent beam size is 2mm, determined by the finite distance between the final slit and the sample, so our design is planned to operate in the range 2-20mm. Fortunately this is an ideal size range for CXD, as many systems of interest have important microstructure features on this scale.

5a-2 Fluctuation Spectroscopy

The intimate connection between the diffracted intensity at every point of the speckle pattern and the relative position of every illuminated grain in the sample means that CXD has an inherent sensitivity to minute fluctuations in those grains. A `fluctuation' could refer to a change of position on an atomic scale, a change of scattering cross section, a change in the size of the grain or a change of internal structure, as reflected through the structure factor. X-ray photon correlation spectroscopy (XPCS) of the photons arriving in the detector of a coherent scattering experiment will measure the time-correlation function, g(t), of a fluctuating sample. The achievable time scales will be of order of microseconds for scintillation detectors and tens of milliseconds for the spatially-resolving Charge-Coupled Devices (CCD), though this may improve. In principle, plastic scintillators can be used to reach the nanosecond time scale, but we may never have sufficient signal for this to be useful. The Fourier transform of g(t) is then the Power Spectrum G(w) of the fluctuations [9].

Laser light scattering can, of course, be used to measure g(t) and G(w) for suitably transparent materials. The advantages of using X-ray wavelengths is that this can also be carried out in opaque materials and as a function of q, the momentum transfer. We can, therefore, measure the full function S(q,w), albeit with a limited range of w. Such measurements are normally in the domain of inelastic neutron scattering, but for a different range of w: usually involving frequencies starting well above 1meV or 2´105Hz. Because of the limited momentum carried by a visible light photon, XPCS will access a very different range of q from visible (laser) light scattering. The typical range of application of the three rival scattering techniques can be summarized in Table I, which demonstrates that XPCS is nicely complementary to both the other techniques.

Technique Momentum[A-1] Frequency[Hz]

Neutron 10-2<q<10 106<w<1015

X-ray PCS 10-3<q<10 10-2<w<106

Light PCS 10-6<q<10-2 10-2<w<106

Table I. Range of momentum and energy transfer accessible to various spectroscopic experimental techniques.

The capability is illustrated in Fig. 1 where we demonstrated the measurement of relaxation times using XPCS [5]. In this experiment at NSLS, we observed the small-angle scattering from a concentrated solution of colloidal gold particles with a mean diameter of 600A. The small scattering angle provided a negligible path-length difference (PLD) in the sample, so the broad-band optical configuration was not a limitation. The central maximum of the small-angle scattering pattern was captured in a CCD area detector which was read out once per second. The 9µm pixel size was well-matched to the size of the speckles expected, so each pixel could record an independent fluctuation spectrum. The parallel detection gave an enormous gain of efficiency, as several thousand time correlation functions for each momentum transfer could be measured simultaneously, and averaged to improve the statistics. The result, shown in Fig. 1, is an impressively accurate correlation function.

Figure 1. Time correlation functions, g(t), measured for two different momentum transfers from a colloidal suspension of gold particles at beamline X25 of NSLS [5]. Curve (b) is offset by 0.15 for clarity.

The time correlation function in this system measured the diffusion relaxation time due to the Brownian motion of the Au particles. These particles were suspended in glycerol at 244K, well above the glass transition of 187K when diffusion would effectively cease. The observed relaxation times of 43s and 24s are close to the values expected for pure glycerol at this temperature of 61s and 22s respectively. It is noteworthy that the relaxation times do not obey the expected q-2 dependence, and that there is possibly a second relaxation time apparent in the low-q data.

5b RESEARCH PLANNED

The potential of CXD is best illustrated by considering some examples of science that would be carried out with the instrument. This list is not exhaustive, but serves to show that research topics that are active in the University of Illinois MRL can benefit significantly from the new CXD capabilities. The names of the principal users of the planned instrument in each subject area are given in parentheses.

5b-1 Thermal Surface Fluctuations (Robinson)

CXD will be a powerful method for examining surface morphology and the fluctuations thereof, both driven and spontaneous. It is complimentary to but has significant advantages over imaging techniques such as STM and Low-Energy Electron Microscopy (LEEM), especially in the ranges of time and temperature that are accessible. Surface CXD has already been demonstrated [10], and an example is given in Fig. 2. A multilayer-monochromated broad-band coherent beam of 107 photons per second at X25 was passed through a 5µm pinhole onto a Si(111) wafer in specular reflection. The reflected beam was analyzed by scanning a 20µm `back' pinhole across it. The momentum transfer perpendicular to the surface, qz, was varied to trade off surface-sensitivity (best at large qz) for overall signal (best at small qz). Fig. 2 shows a pair of back pinhole scans from the wafer at two different qz values. At qz=0.05A-1 the reflectivity is close to ideally specular with little distribution of intensity beyond a single sharp central peak; part of the structure in the beam is the (always present) Fraunhofer diffraction that arises from the finite 5µm beam size. In this case the sample is acting like a perfect mirror.

Figure 2. Pinhole scans across the specular reflectivity from a Si(111) wafer under CXD conditions. Data for two values of the perpendicular momentum transfer, qz=0.05A-1 (top panel) and qz=0.09A-1 (bottom panel), are shown [10].

When qz reaches 0.09A-1 in the lower panel of Fig. 2, however, substantial new structure begins to appear. If the beam were not coherent, this would be the diffuse `non-specular' scattering that compensates for the drop of the specular intensity due to roughness; it would be a smooth continuous function. Because the beam is coherent, however, the diffuse component becomes modulated into an array of speckles. These modulations are due to chance constructive and destructive interferences between reflection from individual parts of the 5µm´5µm illuminated surface area and are now understood theoretically [11]. These parts must be sufficiently out-of-phase with each other for the interference to occur, which is why the effect is not present until qz reaches 0.09A-1. Microscopic regions with height differences of around 50-100A will fulfill this requirement.

The results of Fig. 2 can be extrapolated to the coherent flux levels of the planned facility, where sensitivity to atom-height steps will be achievable. Then the thermal fluctuations of these steps will be visible by XPCS. An excellent example of a surface that should show this is the step array that arises from miscut of a crystal face. This might occur either locally, due to inhomogeneities in polishing for example, or globally on a deliberately miscut surface. In such an array, the steps normally repel each other because of elastic interactions mediated by the crystal lattice. This leads to uniform step spacing at T=0. However, as the temperature is raised, the configurational entropy of fluctuations will favor step meandering with increasing amplitude. For the same entropic reasons, steps will also spontaneously appear and can eventually lead to surface roughening at sufficiently high temperature. Currently, there is debate in the literature about the relative importance of elastic vs entropic step interactions in typical materials at room temperature, but as a general rule, elastic interactions are favored on semiconductors and entropic interactions on metals [12].

For a step array, the magnitude of the fluctuations was shown by Villain [13] (among others) to be related to the free energy of formation of kinks in free step edges. It can be described equivalently by the continuum model of surface capillary waves [14-16]. The connection between the two descriptions is the microscopic interpretation of the surface tension in terms of step structure. The amplitude of thermal fluctuations of individual steps was measured on Cu by STM [17] and by reflection electron microscopy [18] and found to follow a random walk with a characteristic step `stiffness'. The time-correlation function of the step positions on Cu and Pt were found to obey a t1/4-law [19,20], as predicted theoretically [12]. Elastic repulsive interactions between adjacent steps in a step array lead to correlated fluctuations. Conversely, attractive interactions lead to `step bunching' [21].

It is difficult to predict how sensitive CXD will be to thermal step fluctuations because of large uncertainties in estimating the size of the fluctuating regions. In the limit of very stiff steps, which extend entirely across the field of view, the situation can be considered as a one-dimensional step array with fluctuating disorder in the step locations. The diffraction pattern will be diffuse in the reciprocal space direction(s) perpendicular to the steps but sharp in the direction along the step edges. We can then compare the level of diffuse scattering with that of the Au colloid, discussed above, which gave a cleanly measurable XPCS signal (Fig. 1). In the colloid experiment, a number of order 104 particles, each containing 106 atoms, was measured [5]; in a hypothetical Au step-fluctuation experiment with the same coherent beam size, around 103 steps, each containing 104 atoms per row, would be involved. Thus a signal about 100 times smaller is expected in a speckle pattern with 10 times fewer peaks. Another important difference is that the step edges are likely to be relatively well-ordered along their length, so the diffuse scattering will be more localized.

The provisional plan is to study surfaces like Au(110), Pt(110), vicinal Au(111) or Pt(111). Steps on vicinal Pt(111) were already studied by STM [20], providing direct information on the step stiffness between 500-800K. The steps apparently bunch at high temperatures (T>1300K) [21]. The structural anisotropy inherent to the (110) surfaces will provide relatively stiff steps along [10], and the marginal stability of the `missing row' reconstructions should lead to a high spontaneous step density [22]. Previous experience with X-ray diffraction on Pt(110) showed that the steps played a central role in its structural phase transition too [23].

5b-2 Faceting of metals (Robinson)

Faceting of surfaces and internal interfaces is a poorly understood phenomenon that can profoundly affect growth and film adhesion. It is believed to be a dynamical process driven by a competition between surface diffusion and surface tension, which undergoes coarsening from atomic to macroscopic length scales. Several important theories, which need testing, apply to faceting [24-27]. CXD offers the potential to make controlled experiments accessing the dynamical behavior on the relevant submicron length scales.

The (115) surface of copper is an excellent example because it is marginally stable when clean and because its faceting can be driven reversibly by the addition of oxygen. Many years ago, it was reported to show a thermally driven roughening transition [13], but this has been discounted in subsequent energy-analyzed He-scattering experiments [28]. Under saturation coverages of oxygen, it has been shown to facet into {104} and {113} orientations in recent STM results [29]. This evolution of Cu(115) during oxygen dosing at 570K leads to the final state shown in Fig. 3, showing the presence of three facets which index as (113), (104) and (04). The widths of the peaks indicate the facet dimensions are approximately 200A.

Figure 3. Contours of diffraction intensity of a Cu(115) sample fully dosed with oxygen at 570K measured with surface X-ray diffraction at NSLS on beamline X16A. The plane shown intersects the (115) crystal truncation rods (center of mesh), at a distance of 0.9A-1 below the (111) bulk Bragg peak.

The distribution of facets during dosing was found to follow a complex sequence of events leading up to this state. Significant mass-transport is needed to build up the facets which therefore have important time- and temperature-dependencies. CXD can probe these in the kinetic regime, either by pulse-dosing at temperature or by cold-dosing and up-quenching. The kinetic exponents can then be compared with the many theoretical predictions and simulations that stem from the Kardar-Paresi-Zhang (KPZ) equation [24-27]. Another example of a suitable system for study by CXD is the recent work of Mochrie et. al. [32] on the thermal faceting of Si(113), where an unexpected kinetic exponent of 0.164±0.02 was found.

5b-3 Epitaxial Growth Fundamentals (Chiang)

The third class of surface XPCS experiments being planned is to seek a microscopic understanding of the growth modes of evolving surfaces and interfaces due to deposition or removal of atoms. The well-known `layer by layer' (LBL) growth mode has been very extensively studied, not least because it gives rise to oscillatory diffraction intensities observable by RHEED [31] and X-ray diffraction [32]. The positions of nucleation sites within LBL growth [33], as well as the coarsening of the nucleated islands [34], have both been studied very effectively using LEEM, which has approximately the same 5mm field of view as CXD.

A second common, and technologically important, growth mode is the `step flow' mode, in which successive steps follow each other uniformly across the growing interface. In the ensemble average of RHEED or conventional X-ray diffraction, this growth mode is not observable, but with CXD it will be: a single step traversing the field of view will give rise to a cycle of intensity variation: CXD is sensitive to the positions of steps within the field of view. The scientific questions that will be addressed concern instabilities in the spacing of steps. This kinetic `step bunching', as opposed to thermodynamic bunching mentioned above [32], can have a profound effect on the equations governing growth and thus on the resulting morphology of grown films, with examples seen in GaAs [35] and GeSi [36]. The step bunching instability on Si(111) has been studied recently with LEEM [37].

The systems that would be studied initially are Si/Si(111) and Si/Si(100), which can be carried out conveniently in a UHV chamber if suitable sources and cryoshrouds are introduced to attain MBE-like conditions. There are interesting alternative ways to pursue analogous questions without requiring UHV. The first is to look at dissolution of silicon with buffered HF/NH4F solutions that give rise to well-ordered hydrogen-terminated Si surfaces [38]. If the dissolution front remains locally flat, this implies a step flow mechanism, but the LBL mode has been reported [39].

5b-4 Electrochemical Interfaces (Gewirth)

A different kind of growth problem is the aqueous corrosion of copper, which can be reversibly controlled in an electrochemical cell. In the MRL and Chemistry departments, we have developed the necessary techniques to electropolish copper crystals and observe their oxidation with STM. We have also studied this corrosion process with in situ X-ray diffraction at NSLS and found it to involve the formation of epitaxial Cu2O, with an inhomogeneous distribution [40]. The corrosion commences with a monolayer of Cu2O which is equally distributed between `aligned' and `reversed' epitaxial orientations. In the next step, the aligned oxide remains as a monolayer while the reversed oxide starts to grow thicker; the aligned oxide meanwhile is apparently acting as a corrosion barrier. Even as the reversed oxide thickens, it does so inhomogeneously, forming 50A tall islands over a very small fraction of the surface at first. These islands then broaden about tenfold while retaining their thickness, until a more uniform film has formed. In the late stages, the entire film thickens uniformly beyond the initial 50A. Afterwards, the entire system can be reset by reversing the potential of the cell and the growth cycle repeated again.

There are many unanswered questions in this example, concerning the spatial distribution of nuclei. An important question is whether the nucleation always takes place at the same sites on the surface or whether the pattern is different each time. Many questions surround the intermediate regime: whether the island broadening involves coarsening or not. CXD would be sensitive to the lateral distribution of oxide regions and would be able to answer these questions. Since the structural evolution takes place at the oxide-metal interface, deep inside the sample, they are invisible to strictly surface probes, such as STM. There is no other technique that can probe the spatial distribution within a growing oxide film in real time under in situ electrochemical conditions.

A related but separate set of problems concerns the anodic dissolution or corrosion of CuO and other oxide surfaces. Corrosion is an intrinsically inhomogeneous process, with initiation occurring at specific defects, and proceeding in a manner that depends upon the depth and structure of the oxide film, its adherence to the underlying metal surface, and the nature of solution constituents. Probe microscope studies of corroding oxide-passiviated materials, such as Al and steel, have largely been unsuccessful because the STM and/or AFM tip interferes with the corrosion process, and acts as an initiator for the corrosion event. It has also proven difficult to observe the initial stages of pit formation and dissolution on these more complex materials with probe microscopy. Thus, there is yet no good way of evaluating the shape evolution of an oxide covered surface as the morphology develops during in situ dissolution.

Proposed research would utilize CXD measurements to obtain the power spectrum of fluctuations on Al and CuO surfaces as a function of corrosion time. As these surfaces corrode, their roughness develops in a manner characteristic of the mechanism of corrosion, and this mechanistic behavior is mirrored in the power spectrum. Questions to be addressed include the following: what is the mechanism of Al and CuO corrosion? Is anodic dissolution or dissolution followed by redeposition the major pathway of corrosion? What is the interplay between the passivating oxide layer, pit formation, surface diffusion of hydrated species, and formation of dissolved species? How do inhibitors, such as chromate, act to retard pit formation and subsequent corrosion activity? The detailed picture obtained using CXD will go a long way toward resolving these questions.

5b-5 Diffusion of Point Defects (Averback)

We anticipate that it will be possible to utilize the coherent part of the diffraction from point defects to measure their diffusion in a momentum-resolved way. We can generate defects by a variety of methods, of which one of the most flexible and yet controllable is by ion-beam irradiation: the energy and mass of the implant allows wide control of depth-range and defect structure, while allowing accurate regulation of dose and dose rate. We plan to bring an ion accelerator from UIUC and couple it to the UHV chamber to carry out in-situ transmission diffraction experiments on thin specimens of metals and semiconductors.

We have already carried out calibration experiments of implantation of Ga ions into Si by observing the Huang diffuse scattering (HDS) that arises from the lattice strain field around each defect. Fig. 4 shows that after a dose of 2.4´1012/cm2 20keV Ga ions, a clear HDS signal emerges above the thermal diffuse (TDS) background. Within the (2mm)2 field of view of the planned CXD, this corresponds to just 1´105 ions. This is a sufficiently small number that the speckle fine-structure will be observable within the HDS if that were simply the total number of defects. In fact each ion leaves a cascade of up to 103 defects, mainly Si vacancies and interstitials, in its wake. Fortunately, these are localized within columns of <10nm diameter (depending on the bombardment conditions), with an average separation of >10nm, so the coherent HDS pattern will become more like that of a 2D array of heavier scatterers. This complicates the interpretation of subsequent diffusion, but at least makes the experiment feasible.

Figure 4. Huang diffuse scattering measured near a 422 Bragg peak of a Si(111) sample after irradiation with a dose of 2.4´1012/cm2 20keV Ga ions at 240K. Data were taken at the X16A beamline of NSLS.

The flux estimate to show the feasibility of the CXD version of this experiment is straightforward. In the monochromatic mode, the coherent flux in the planned facility will be only slightly below the incoherent flux used in Fig. 4, so a measurable signal can be expected for the same dose; the dose cannot be reduced much because of the TDS. The experiment might also be possible by small-angle scattering, for which the broadband mode would be available with 102´ the flux. With CXD it will be possible to look at the diffusion of the induced defects in Si as a function of temperature. Using the same technique, analogous experiments to look at driven fluctuations in immiscible or partially immiscible bimetallic systems, such as Cu/Nb, Ni/Al or Al/Ge are also planned. Here the ion beam would be used to drive the system out of equilibrium into a quasi-steady state, about which the fluctuations, and hence the system's relaxation time as a function of q, could be measured with XPCS.

5b-6 Ferroelectrics(Weissman, Viehland, Payne)

In conventional ferroelectric materials, microscopic behavior can be deduced from macroscopic single crystal measurements, and conventional x-ray diffraction has played a significant role in this pursuit. This is not the case for the new class of `relaxor' ferroelectrics (RXF), in which dynamics on variable time scales play an essential role in determining the macroscopic properties as demonstrated by their strong frequency dependence. The Curie-Weiss temperature dependence of RXFs is characteristically damped compared with that of normal ferroelectrics, again because of the slow dynamics. The typical timescale of the relaxation process is between seconds and microseconds and is, therefore, well-matched to the XPCS method. A wide range of ideas has been advanced to explain the mechanism, which is likely related to the inherent structural disorder that is characteristic of RXF materials.

Lead Magnesium Niobate (PMN) and doped Lead Zirconium Titanate (PZT) are two important RXF samples. They are both based on the cubic perovskite structure, but they are separated into ferroelectric nanodomains with different atomic displacements directions relative to the crystal axes. Although the displacements are small, 0.22A for the Pb atoms in PZT [41], there is a significant change in the structure factor observable by CXD because of the relatively large momentum transfer. Electrostrictive lattice distortions are expected to dominate for doped PZT [42] and will affect the structure factor in an analogous way. XPCS using micron size beams will provide microscopic information on the typically 100 nm ferroelectric domain dynamics through speckle pattern changes produced of polarization changes in single domains as a result of thermal fluctuations or electric field changes.

The lattice disorder in PMN produces considerable diffuse scattering at room temperature, notably near (½,½,½), which can be decomposed into different modes of local ordering. We plan to identify those features in the PMN diffraction pattern that couple to the external field driven ferroelectric domains and investigate these features in detail by CXD. In addition, we will study new materials related to PMN. For instance, La doping for Pb is known to alter the Mg:Nb stoichiometry and lead to corresponding enlargement of the (½,½,½) domain size by more than an order-of-magnitude [43]. CXD speckle patterns will be used to investigate the diffuse scattering. Electric fields will be applied to study domain rearrangements in order to determine their role in the relaxor behavior of PMN.

5b-7 Magnetic Coherent Diffraction (Flynn)

Magnetic X-ray scattering arises from additional contributions to the form factor from the magnetic electrons, which have a characteristic polarization-dependence [44]. The cross-section of the magnetic contributions depends on the magnetic moment, but is typically 10-6 of the charge scattering cross-section for pure magnetic term [45] and can be as much as 10-3 for the cross-term [46]. Both terms display resonance in the form of enhancement of the form factor as a function of X-ray energy when transitions into the appropriate magnetic atomic levels are excited [47]. Thus the signal levels of magnetic scattering experiments will certainly be accessible with coherent beams in the instrument we plan to build.

Magnetic systems with microstructures in the interesting and accessible 10-100nm range are widespread. Ferromagnetic domains of this size are common in thin film materials and will fluctuate or can be driven by external fields. In ferromagnets, which have no new spatial frequencies associated with their magnetic structures, the magnetic scattering always occurs on top of a (larger) charge scattering signal. On the other hand, fluctuations due to spontaneous (or driven) flipping of the magnetic moments will result in an intensity change and would give a measurable XPCS signal if it were not for their rather short time-scale. For magnetic domain structures, the magnetic contribution will be broader than the charge scattering peak, so the visibility of the magnetic speckle will be further enhanced. An important example of this kind of system would be Gadolinium, for which the moments are significantly tilted away from the c-axis in domains of lateral dimension 100nm [48]. In c-axis thin films, the moments lie in-plane and display 2D-like behavior [49]. The intermediate thickness range and many details of the origins of these configurations are wide-open questions that can be tackled with CXD and their spin dynamics can be examined with XPCS. The relationship with film thickness will be explored by systematic series of thin epitaxial metal films that will be prepared by MBE in the MRL's `EpiCenter'. Complimentary examination of the same samples by LEEM will also be possible there.

Antiferromagnets can be investigated through their pure magnetic scattering signal which occurs in otherwise empty regions of reciprocal space, though the signal is smaller. Important examples are the spiral antiferromagnets among the rare earth elements, which have temperature-dependent discommensurate `spin-slip' structures [50] and large resonant CXD enhancements [47]. The spin-slip topology will also give rise to a lateral magnetostrictive effect that can be detected by non-magnetic CXD. Critical fluctuations both along and across the spiral are expected near to the Néel temperature, TN, which is 133K for Ho and 176K for Dy. The lateral correlation length of the magnetic structure of Ho was found to be about 1000A at TN - 1K [51], so can be probed by CXD to learn about the lateral structure of the spin-slip discommensurations and their mobility, about which little is currently known.

5b-8 Magnetic Domain Switching (Salamon)

Magnetic CXD can be applied to commercially interesting `spin-valve' structures. These are constructed from nominally thin (several nm) magnetic layers separated by non-magnetic materials, and can be grown by sputtering or using the MBE facilities of the MRL. The small-scale domain structure and switching characteristics are crucial to important applications in which these serve as memory elements or nanoscale sensors.

Magnetoresistance measurements have been carried out on such samples of this kind prepared in the MRL, and have found noise sources that indicate spontaneous switching of relatively large (mm) domains which fluctuate on a 1-10 millisecond time scale, leading to 1/f noise [52]. Magnetic CXD could be used to probe domain dynamics during switching transitions. For useful applications, devices must be constructed on the micron scale and must exhibit uniform domain-rotation or single-step switching transitions. One difficulty is that these are necessarily transition-metal, rather than rare-earth, films, and so there will be little resonant enhancement [47] to augment the CXD signal rates; rare-earths do not, unfortunately, exhibit any interesting transport effects here because there is little effect of the magnetism on the conduction electrons.

Intermetallic alloys of rare-earth and transition metals might be a way around this. Ferromagnets such as TbFe2 may exhibit interesting spin-tunneling effects and at the same time would permit the use of resonant enhancement, via the induced moment [53]. Another potential system is thin films of GdFe with a TC=500K and magnetic domain sizes greater than 1mm [54].

5c RESEARCH INSTRUMENTATION

The CXD instrument will occupy 50% of Sector 34, since the undulator beam will be divided equally between a microfocus (µF) instrument and CXD. An APS undulator is essential for brightness reasons for both techniques. These two are natural partners because both techniques are limited by the acceptance of their optics even though this is for entirely different reasons: the mF because there is a maximum attainable mirror defocus, and the CXD because there is a minimum coherence length that is practical when the defining slit is separated from the sample. Thus, neither can utilize the full cross-section of the beam, and so they can both operate simultaneously using a horizontally-deflecting mirror as a beam-splitter. Since the two experiments will run in parallel, we feel that they will be considered together by APS as full utilization of the sector, for we do not plan to develop a bending-magnet beamline

The complete project will consist of three separately-interlocked radiation hutches in a straight line along ID-34. The first is the Front-end Optics Enclosure (FOE) hutch, the second the Coherent X-ray Diffraction (CXD) hutch and the third is the Microfocus (mF) hutch. The first two of these, shown in the floor plan in Fig. 5, can function as a stand-alone CXD instrument before the mF instrument is built behind. The first components in the FOE are filters and primary beam defining slits for removing most of the unwanted flux: the edges of the beam and some of the harmonics. There is also a monochromator which removes the unused wavelengths, in the case of the monochromatic mode. The CXD and mF techniques require the highest possible source brightness, but neither instrument can accept a large total flux: the biggest aperture envisaged for CXD is 750mm(H)´150mm(V), while that of mF is 100mm(H)´300mm(V). This fits well within the 1.8mm(H)´900mm(V) first harmonic central cone of APS Undulator A at 30m distance [8]. The primary slits can, therefore, be kept almost closed at all times, which significantly limits the thermal load. Most of the unwanted 4kW heat of the beam will thus be removed immediately by the primary slits to leave a 300µm´500µm central section; this greatly simplifies the cooling requirements of all components further downstream. The components will not be independently shielded, so the hutch background radiation levels will be high, and it would be impractical to attempt experiments there

Figure 5. Floor plan of the CXD facility at sector 34 of the APS.

The second hutch is the CXD experimental hutch, into which only the minimum necessary amount of radiation will be allowed to enter so that background levels will be manageable. For the eventual µF experiment, a permanent conduit vacuum pipe will pass through the CXD hutch feeding a third µF hutch behind it. In this way, both experiments can operate in tandem, although access to the CXD hutch will not be possible without closing the shutter to both experiments. The offset between the beams at the position of the experiment will be about 100mm. This constrains but does not seriously impede the design of the CXD instrumentation. For example, the X16C beamline at NSLS, designed by the PI several years ago, has a similar 140mm offset and, therefore, uses a `Kappa'-geometry diffractometer [55] that has not encountered any serious space limitations.

The instrument we plan to build will operate in two modes, based on either broad- or narrow-band radiation. This division is based on technical grounds, because it is not easy to vary the bandwidth in a continuous manner. The broad-band mode uses the raw undulator fundamental directly; the narrow-band mode requires the insertion of a movable monochromator in the first hutch of the beamline. The bandwidth determines the longitudinal (temporal) coherence length of the X-ray beam, which must exceed the maximum possible optical path length difference (PLD) inside the sample. Thus, the broad-band mode will be applied to studies of reflectivity from surfaces, for which a UHV analysis chamber will be provided and small-angle scattering of materials such as metals, ceramics, liquids, bio-molecules or polymers. The narrow-band mode will be used for large diffraction angles to probe domain structures in thin films and single crystals.

The beam-splitting concept using mirrors meshes well with the need to focus the beam: this is the best way to gain flux over the simple pinhole setup within the desired 2-5mm range of beam size. To preserve the broad bandpass of wavelengths from the APS undulator A, we plan to use mirror optics. For reasons of flexibility and cost, we will employ separately aligned horizontal and vertical-focusing cylindrical mirrors, in the Kirkpatrick-Baez configuration. This also allows separate control of the lateral coherence of the beam in the horizontal and vertical. Since the reflectivity of the grazing-incidence mirrors has a strong energy-dependence, they act as efficient low-pass filters. This feature will be very important for removing beam harmonic contamination and reducing hutch background levels.

The last component before the sample position is the beam-defining aperture, which cuts out the micron-sized coherent beam needed in the experiment. We intend to use a UHV version of the "roller-blade" design that we have previously developed [56]. Two highly polished cylinders of heavy metal, such as molybdenum, separated by a spacer of about 100mm, are rolled past each other on an axial flex-pivot bearing. The beam is then symmetrically eclipsed as narrowly as desired. A flex-pivot translation stage with a levered-down micrometer allows the slit to be positioned very accurately. Because of Fresnel diffraction around the slit edges, the depth-of-field, given by d2/l [11] behind a slit of width d, is very limited: just 30mm for a 2mm slit and 170mm for a 5mm slit. Both slits must, therefore, be placed as close as possible to the sample. This presents a significant challenge for the UHV experiments proposed, but is achieved by the layout discussed below. The UHV roller-blade slit is particularly tricky to design, but this has been achieved, and is shown in Fig. 6. Water-cooling is essential for mechanical stability in an intense beam, so this has been included as shown.

Figure 6. UHV roller-blade slit design. A double-ended flex pivot allows the rollers to rotate about their common edge of contact. All positioning and manipulations of the slit are decoupled from the vacuum chamber by the bellows.

Between the source and the sample slits come the horizontal and vertical focusing mirrors, as seen in the floor plan in Fig. 5. Because it is also the beam-splitter, the horizontal mirror must be at least 10m in front of the sample in order to gain sufficient separation between the two beams. Since the horizontal source size is larger, it makes sense to put the horizontal mirror first because the stability of its focusing is less critical. This then takes the bulk of the thermal load. The mirror will be fabricated as an optical flat of about 600mm length, coated with heavy metal for good reflectivity at 0.3° incidence angle, and bent to a cylindrical shape. We intend to depend upon recent experience of other groups at the APS for the best design of this component. This mirror will have to be cooled and will have a significant thermal deformation anyway, particularly since the hottest part of the beam hits the farthest end, which cuts at the exact center of the undulator beam. As we will see below, it is the horizontal aperture that determines the coherence, so the thermal deformation will result only in a loss of flux and not of coherence.

There is more flexibility over the positioning of the vertical mirror. The best location appears to be about 2m in front of the sample slits, but this depends on the quality of the mirror and the maximum demagnification that it can achieve. The optical characteristics of both mirrors are explained in Table II. The mirror is preceded by a small vertical aperture that controls the vertical coherence (see below) and also reduces the thermal load to a trivial amount so that cooling becomes unnecessary. The mirror can be rather small and is made by bending an optical flat, so it should not be expensive. It is expected that some development of the fabrication, bending and positioning techniques will be needed here. This can take place in the open air on an optical bench during the development stages, but ultimately the mirror will need to be situated in UHV to protect its surface from contamination and to reduce the total number of beryllium windows.

The provision of focusing has several advantages, the most important of which is that the source coherence can be matched to the experimental needs. For example, Table II shows that a 60-fold flux gain can be achieved when a 2mm coherence length is needed. In the table, the demagnification is set by D2/D1, the necessary aperture size is given by a=lD2/x, and the flux gain is given by l(D1+D2)/2sx, which turns out to be exactly the ratio of the intrinsic to the desired coherence lengths. This shows once again that the resulting coherent flux is a fundamental parameter, given by F0 in Equ (1), and is not influenced by the optics. However, the probe size can be selected without loss of flux. A big advantage of using optics over the simple pinhole configuration is that the coherence length is directly controlled by the aperture in front of each mirror and no longer a property of the source size. If the source ever becomes out of specification (or unstable), this results in a loss of overall flux, but not a loss of coherence.

 

Horiz.

Vert.

Source size, 2s

650mm

172mm

Source to mirror, D1

30m

38m

Mirror to sample, D2

10m

2m

Source image on slit

220mm

9mm

Coher. length at slit, x

2mm

2mm

Aperture at mirror, a

750mm

150mm

Footprint on mirror

150mm

30mm

Overall flux gain

3.5´

17´

 

Table II. Focusing mirror parameters and theoretical flux gain over the simple pinhole geometry. The aperture, a, is chosen to select a 2mm coherence length. A wavelength of 0.15nm and an incidence angle a=5mrad have been considered. The combined flux gain is 60´.

The instruments that will be provided in the CXD hutch to experimental users of the facility are a `Kappa'-geometry diffractometer for samples in air and a UHV chamber for in situ sample preparation. The UHV chamber, shown in Fig. 7, is physically connected to the beamline and hence the vacuum system of the APS positron storage ring. This has been designed so that it will be feasible to operate in a windowless configuration, as may be necessary to avoid the coherent beam contamination known to be associated with Be windows. The beam-defining roller-blade slits (Fig. 6), marked `V-slit' and `H-slit', are micropositioned just in front of the sample for precise definition of the coherent beam, and a wide Be window follows it. The undeflected mF beam passes right through the chamber, probably with a vacuum system separated from the experiment.

Figure 7. Schematic design of the in-line UHV chamber for surface diffraction experiments.

The diffractometer will disconnect from the UHV chamber and slide back (dashed in Fig. 5) for use with samples out of vacuum. The UHV slits will be disabled and substituted by analogous units operating in air. The Be window of the UHV chamber will then be the beamline exit window. The diffractometer adopts the versatile six-axis `2+2' configuration [57], otherwise known as `y-axis', and employs the `Kappa'-geometry for the final sample goniometer [55]. This allows the possibility of both horizontal or vertical scattering planes (or anything in between). Unlike the common `c-circle' geometry, the `Kappa' configuration leaves sufficient clearance around the UHV chamber and is strong enough to withstand the vacuum loading of the sample bellows.

Detectors will include CCDs, proportional counters and scintillators. Commercially available CCDs have a readout bandwidth of 1MHz. This usually means a readout time for 1K´1K pixels of around 1s, which is rather slow for XPCS. However, the devices can be operated in a shift-register mode for a limited area of the array, so a single row can be read in 1ms. This gives a satisfactory time resolution for a 1D slice of the diffraction pattern, which is still much better than single channel detection. A simple calculation shows that the real-time extraction of the time-correlation function with a fast computer can only just handle a 1MHz data rate.

In CXD, beryllium windows have a greater significance than in other kinds of diffraction experiment because they can also introduce a marked phase structure on the beam [58]. This is understood to be due to refraction by multiple grains of different effective thickness in the sintered Be powder. Since part of the inhomogeneity is at the surface, polishing of the windows may lead to an improvement. Equally important is to use the highest available grade of Be with the smallest number of impurity precipitates. Radical alternative window materials, such as single-crystal Be or diamond, may become practical as experience becomes available. Close coordination with the APS vacuum procedures is essential here, so the developments will most likely come from the APS. Anticipating that progress may be slow, we have planned our design to minimize the number of Be windows between the source and the sample, even to the extent that windowless operation may eventually be possible.

Since it is in the common interest of both CXD and µF, we will optimize the optical design for brightness rather than for the maximum total flux. We, therefore, will look into the possibility of adopting a non-standard undulator with more poles and smaller deviation parameter than other, more general-purpose, beamlines at APS. Another consideration is whether the positron orbit's b-function inside the undulator can also be reduced for higher-than-usual brilliance. Since these gains are hypothetical, the design details given above are based on the well-documented APS Undulator A design and source b-function [8]. But if the source brilliance can indeed be improved, then taken together with mutual customization of the X-ray optics for CXD and µF, it could gain us as much as a factor of ten in performance (coherent hard X-ray flux) over any other APS beamline, hence a factor of 104 over any other US facility.

5d. IMPACT OF INFRASTRUCTURE

The short-term impact of building this instrument will be to develop the CXD method into an important tool for the study of properties of crystalline, polymeric and biological systems. A perhaps more important long-term impact will be to introduce the new CXD technique to a broad range of scientific areas, and to involve non-specialists in the use of this technique. After the capabilities of CXD have been mapped out, there will follow the subsequent application of the new science to problems in materials science, condensed matter physics and materials chemistry. We will extend these studies to problems in the biological domain as our understanding of CXD increases. In the initial stages, interactions between those scientists expert in CXD and those focussed on the materials problems will be used to broaden the science base of this facility.

University of Illinois students will benefit in two ways. Practical experience of instrument design techniques will be gained during the developmental stages. This essential element of graduate training in experimental physical science is becoming scarce in the no-growth laboratory environment. Then, once the CXD facility is built, it is envisaged that in the region of 5-10 Ph.D. thesis projects and 2-4 postdoctoral projects would be centered on it.

The instrument will contribute to meeting our nation's desire for world leadership in science. The APS is one of three 3rd generation hard X-ray sources in the world. The other two, in Grenoble (ESRF) and Osaka (Spring8), differ from APS in that their end-user instrumentation is centrally planned. ESRF, for example, does not permit groups of external scientists to build their own beamlines on its undulators however attractive the scientific case is. At APS, all beamlines are built by groups of users, some internal to APS but most external. This opportunity is vital in our case, since the instrument we are building and designing is critically dependent on using an undulator source. The design of the CXD beamline differs in significant ways from other CXD beamlines at the APS and ESRF. It is important that new design approaches be developed in these early days of CXD physics.

We are not building a general purpose beamline to cater to a wide variety of X-ray needs; the MRL already has that capability through UNICAT's sector 33 (see below). Instead, we plan a specialized instrument that will advance the technique of CXD to the limits determined by the source characteristics. We are confident that the technical capabilities outlined here can be achieved. While we cannot predict how wide an impact this capability will have on other fields of science, we have already identified a large number of potentially fruitful areas of interaction with ongoing research in the MRL. The scientific case described above demonstrates the broad-based scientific interests of the MRL users who will benefit directly from the construction of this instrument.

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Horiz.

Vert.

Source size, 2s

650mm

172mm

Source to mirror, D1

30m

38m

Mirror to sample, D2

10m

2m

Source image on slit

220mm

9mm

Coher. length at slit, x

2mm

2mm

Aperture at mirror, a

750mm

150mm

Footprint on mirror

150mm

30mm

Overall flux gain

3.5´

17´